2 jobs found

Job Description We are looking for a Regional Compliance Consultant Employing a consultative approach, you will proactively engage with distribution partners (i.e. advisors, management, and administrative staff) to help drive strong awareness on all applicable mutual fund and insurance regulatory and compliance matters. Leveraging your comprehensive knowledge of securities legislation, Mutual Fund Dealers Association's rules and policies, Insurance and other applicable regulatory requirements (e.g. FATCA, AML, Privacy, CASL) you will assist them in establishing and maintaining compliant business practices. What you will do Execute job responsibilities with sound judgement and in support of operational resilience Appropriately address relevant risk, compliance, audit and regulatory findings on a timely basis. Understand SRO rules as they apply to member firms and associated Quadrus policies and procedures; have familiarity with other applicable securities and insurance...

Job Description We are looking for a Disability Claims Processor The Disability Claims Processor is primarily responsible for calculating and issuing short and long-term disability benefit payments. The Disability Claims Processor determines benefit entitlement, completes the set-up of new claims on payment and management systems and assesses Quick Pay short term disability and Maintenance long term disability claims in accordance with contractual and corporate policy. What you will do At the direction of the Case Manager and in accordance with contractual provisions, calculate and issue short and long-term disability benefit payments. Perform complex benefit calculations including inflation protection, cost of living increases, rehabilitation and partial period calculations for open claims in accordance with contractual provisions. Perform overpayment calculations and follow up for repayment. Explain benefit calculations and payments to customers over the phone or...